Consolidated Tape System

Results: 108



#Item
41Economy of the United States / Financial economics / Investment / James Madison / Computer networking / Consolidated Tape Association / National market system plan / Securities Exchange Act / United States Bill of Rights / Self-regulatory organizations / Financial markets / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]October 1, 2014 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twentieth Substantive Amendment to

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Source URL: www.sec.gov

Language: English - Date: 2014-10-02 11:04:37
42Finance / TD Ameritrade / Regulation NMS / Consolidated Tape Association / National market system plan / E-Trade / Short / Market data / Financial markets / Financial economics / Investment

Petition for Rulemaking Concerning Market Data Structure

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Source URL: www.sec.gov.

Language: English - Date: 2011-02-01 17:55:38
43Financial economics / Investment / Stock market / Financial system / Financial markets / BATS Global Markets / Consolidated Tape Association

BATS 1000SM Index U.S. Equities Benchmark What is the BATS 1000 Index? The BATS 1000 Index (BATS[removed]is a U.S. equities market benchmark designed by BATS Global Markets to help

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Source URL: cdn.batstrading.com

Language: English - Date: 2012-08-09 16:03:18
44Economy of the United States / United States Securities and Exchange Commission / Computer networking / Consolidated Tape Association / Investment / Chicago Board Options Exchange / New York Stock Exchange / Securities Exchange Act / National market system plan / Financial markets / Self-regulatory organizations / Financial economics

Jba nlra Maffic-Silver General Counsel and Corporate Secretary Legal Department

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Source URL: www.sec.gov

Language: English - Date: 2003-06-12 11:48:21
45Financial system / Stock market / Investment / Alternative display facility / Financial Industry Regulatory Authority / Consolidated Tape Association / Securities Exchange Act / U.S. Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 19, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2014-02-20 10:28:23
46United States securities law / Finance / Financial system / Self-regulatory organizations / 73rd United States Congress / Consolidated Tape Association / Securities Exchange Act / Securities Act / Direct Edge / Financial economics / Financial markets / United States Securities and Exchange Commission

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-07-18 10:39:59
47Financial markets / Financial regulation / Securities Exchange Act / New York Stock Exchange / Consolidated Tape Association / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial system / Financial economics / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

Release No[removed]; File No. SR-NYSE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-12-17 09:59:16
48Economy of the United States / Financial economics / Investment / United States Securities and Exchange Commission / 73rd United States Congress / Consolidated Tape Association / National market system plan / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organizations / Financial markets / United States securities law

Notice of Filing and Immediate Effectiveness of the Sixteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Twelfth Substantive Amendment to the Restated Consolidated Quota

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Source URL: www.sec.gov

Language: English - Date: 2010-09-15 09:54:19
49Financial economics / Financial system / Finance / National market system plan / Consolidated Tape Association / Securities Exchange Act / Options Price Reporting Authority / Financial Industry Regulatory Authority / SMS / Financial markets / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]March 18, 2013 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Charges Amendment to the S

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Source URL: www.sec.gov

Language: English - Date: 2013-03-20 10:38:04
50Financial economics / Economy of the United States / New York City / New York Stock Exchange / NYSE Arca / United States Securities and Exchange Commission / Consolidated Tape Association / Euronext / Consolidated Quotation System / Self-regulatory organizations / NYSE Euronext / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEMKT[removed]; SR-NYSEARCA[removed]November 6, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYS

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Source URL: www.sec.gov

Language: English - Date: 2013-11-06 17:14:09
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